POET ↔ ASME/ANS RA-Sa-2009 Crosswalk

Initiating Event (IE) and Data Analysis (DA) supporting requirements POET helps satisfy.

This crosswalk maps POET outputs to specific Initiating Event Analysis (IE) and Data Analysis (DA) supporting requirements (SRs) of ASME/ANS RA-Sa-2009, the Level 1/LERF PRA Standard endorsed (with exceptions and clarifications) by NRC Regulatory Guide 1.200, Revision 3 (Appendix A). It identifies where POET supplies the data, estimation method, and documentation that help an analyst satisfy each SR.

Read this correctly. POET is a tool, not a PRA, and does not itself "conform" to the Standard. Conformance and Capability Category are determined by a PRA peer review (NEI 17-07) of a plant's PRA. The "CC" column indicates the capability category POET's data and method can support; the analyst is responsible for applicability, integration, completeness, and documentation in the PRA of record, and for reviewing the method as a newly developed method (see the Method Basis & V&V page). SR text is paraphrased here; refer to the Standard for authoritative wording.

Initiating Event Analysis (IE) — Section 2-2.1

SRRequirement intent (paraphrased)How POET supports itLevelCC
HLR-IE-A / IE-A3Review plant-specific initiating-event experience so the list of challenges reflects plant history.Surfaces the plant's actual unplanned outages and scram events (event drill-down) and classifies their causes, giving the plant-experience review directly from operating data.SupportsI-III (data)
IE-A4Review generic analyses / industry operating experience of similar plants.Fleet and peer-group benchmarking plus the NRC/INL industry-average baselines provide the industry-experience comparison.SupportsI-III (data)
IE-A7Incorporate events such as unplanned controlled shutdowns that include a scram prior to reaching low power.POET's outage and scram datasets already include unplanned/forced shutdowns and scrams.SupportsI-III (data)
HLR-IE-BGroup initiating events by similar mitigation requirements.POET groups forced events by duration (short/medium/long) and by attributed cause; mitigation-based grouping remains the analyst's.Partially supports
HLR-IE-C / IE-C1Calculate IE frequency accounting for relevant generic and plant-specific data.Core POET output: empirical plant-specific IE frequencies combined with NRC/INL generic baselines.SupportsII-III
IE-C2Use the most recent applicable plant-specific data; justify exclusions.User-selectable analysis window with a data-vintage stamp; the window and exposure basis are recorded in the traceability block.SupportsII-III
IE-C4Combine generic and plant-specific data with a Bayesian update; justify the prior.POET performs the Bayesian update (NRC industry prior and/or empirical-Bayes fleet prior) and justifies prior applicability with the DA-D4(c) consistency check.SupportsII-III
IE-C5Calculate IE frequencies per reactor-year, weighted by the fraction of time at power.POET normalizes per reactor-critical-year (days at power > 0 / 365.25) in addition to per reactor-calendar-year, directly implementing the at-power weighting.SupportsII-III
IE-C7Use time-trend analysis to account for established trends (e.g., declining trip rates). [CC-III]POET reports the annual IE-frequency trend; acceptable trend methodologies cited (NUREG/CR-6928).SupportsIII
IE-C12Compare results with generic data sources and explain differences (reasonableness check).NRC comparison table with the plant/NRC ratio and the prior-data consistency verdict provides the reasonableness check.SupportsI-III
IE-C13For rare / extremely rare events, use industry generic data.POET defers to the NRC/INL industry baselines for rare categories; cause attribution maps observed causes to NRC categories.SupportsI-III (data)
HLR-IE-DDocument the initiating-event analysis consistent with the SRs.Per-result traceability block, full report (PDF/Word), and the Method Basis & V&V page.Supports

Data Analysis (DA) — Section 2-2.6

SRRequirement intent (paraphrased)How POET supports itLevelCC
HLR-DA-AEach parameter clearly defined (logic model, basic-event boundary, model used).POET defines each output (IE-SHORT/MEDIUM/LONG-TRANSIENT, exposure, refuel, state fractions) with explicit definitions and units.SupportsI-III
HLR-DA-C / DA-C1Obtain generic parameter estimates from recognized sources.NRC/INL SPAR industry-average IE frequencies, component reliability, CCF alpha-factors, and LOOP data are reproduced verbatim from the published source.SupportsI-III
HLR-DA-D / DA-D1Calculate realistic estimates from generic + plant-specific evidence via Bayes update; choose priors as noninformative or representative of industry variability; characterize uncertainty.POET offers exactly these prior choices: Jeffreys noninformative, the NRC industry prior, and an empirical-Bayes fleet prior (industry variability), each producing a posterior with a credible interval.SupportsII-III
DA-D3Provide a mean value and a statistical representation of the uncertainty interval (Bayesian updating acceptable).Every frequency and exposure carries a posterior mean and a 90% credible interval (5th-95th); state fractions carry Wilson intervals.SupportsII-III
DA-D4 item (c)When using Bayes, check the posterior is reasonable and examine inconsistencies between the prior and the plant-specific evidence.POET computes the prior-predictive (gamma-Poisson) consistency p-value and reports a consistent / not-consistent verdict against both the NRC and fleet priors, plus the posterior mean.SupportsII-III
DA-D5Use an accepted CCF model such as the Alpha Factor Model.The reference library provides the SPAR alpha-factor CCF parameters (data side of the CCF estimate).SupportsI-III (data)
HLR-DA-EDocument the data analysis consistent with the SRs.Traceability block, exports with embedded metadata, and the Method Basis & V&V page.Supports

Notes & scope

  • Strongest fit: IE-C (frequency estimation) and DA-D (parameter estimation / Bayesian updating with uncertainty), where POET's empirical frequencies, dual normalization, Bayesian priors, credible intervals, and prior-data consistency check map almost one-to-one.
  • POET supports, does not replace: complete IE identification and grouping (IE-A1, IE-A5/A6 FMEA, full HLR-IE-B), fault-tree-modeled initiators (IE-C8-C11), and component test/demand data collection (most of DA-C) remain the analyst's responsibility.
  • Caveat carried through: POET's all-unplanned frequency is a daily-power-derived proxy for the reactor-trip rate; cause attribution (keyword-based, text-coverage floor) narrows it toward specific NRC categories. The analyst should confirm IE completeness independently.

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